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FINRA
Last discussed Sep 26, 2026
The Financial Industry Regulatory Authority — a self-regulatory organization (SRO) that oversees broker-dealers in the US financial industry.
Recently discussed in
Why AI’s Next Breakthroughs Could Come from Outside the Big Labs
Steven Sinofsky · Sep 26, 2026
Can the AI Industry Regulate Itself? Stripe Wants PayPal, China Catches Up, NY Bans Datacenters
Jason Calacanis · Jul 18, 2026
Mira Murati's 975B Open Model, Ramin Hasani on Post-Transformer AI, and Demis' AI FINRA | EP #271
Peter Diamandis · Jul 17, 2026
What creators say
SS
Steven Sinofsky
mentioned
vs: Cited as the 'best case scenario' for AI regulation but still problematic; co...
"FINRA for AI — the problem with FINRA is that is a perfect example of essentially nationalizing risk. Even though the banks all pay money into it and that's how it's run, it's all mandated."
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JC
Jason Calacanis
mentioned
vs: Proposed as the model for an AI self-regulatory organization
"The proposal is modeled after FINRA, the Financial Industry Regulatory Authority. That's a self-regulatory body."
More from Jason Calacanis →
Peter Diamandis
mentioned
vs: Proposed as a model for a US-led frontier AI standards body
"Demis Hassabis, CEO of DeepMind, called for a US-led frontier AI standards body modeled on FINRA, the industry-funded watchdog that polices Wall Street under SEC oversight."
More from Peter Diamandis →Keep exploring
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